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FOAHK Webinar Banner 202203 v2 - FOAHK Thought Leadership Series - Ethics and Standards of Conduct for Responsible Officers and Senior Managers

FOAHK Thought Leadership Series – Ethics and Standards of Conduct for Responsible Officers and Senior Managers

Calendar
18/03/2022 - 18/03/2022
Opening at
12:00
Closed at
13:00

Description

Family Office Association Hong Kong (FOAHK) and Alpha Calibration are co-organizing a complimentary Regulatory Compliance CPT Webinar on Ethics and Standards of Conduct for Responsible Officers and Senior Managers in March that cover ethics, misrepresentation, anti-bribery and whistleblowing.

This year the revised CPT requirements will be: a minimum of 10 CPT hours per calendar year for licensed representatives and relevant individuals; and a minimum of 12 CPT hours per calendar year for responsible officers and executive officers (including 2 CPT hours on topics relating to regulatory compliance). This event is part of FOAHK’s initiative to provide members with professional development events towards meeting these requirements.

Please join us for an informative professional development session online!


Register here for webinar details: FOAHK – Ethics & Standards of Conduct for ROs & Senior Managers Tickets, Fri 18 Mar 2022 at 12:00 PM | Eventbrite